
This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening access to high-quality exam preparation resources and helping learners prepare more effectively for professional certification exams. In this episode you will learn: * The core scope of Standard I(C) Misrepresentation under the CFA Level I curriculum. * How to distinguish recognized statistical reporting from third-party analytical research. * Why research developed within a firm remains firm property when colleagues depart. * How misrepresenting risks or guaranteeing investment returns violates professional conduct. * Practical decision rules to prevent plagiarism and proper crediting practices in equity research. This independent educational episode provides supplementary preparation for candidates studying for the CFA Level I examination. Practice additional questions at https://open-exam-prep.com/practice/cfa-level1 and subscribe to our YouTube channel at https://www.youtube.com/@Open-exam-prep . Sources checked: October 12, 2026 * https://www.cfainstitute.org/standards/professionals/code-ethics-standards * https://www.cfainstitute.org/sites/default/files/2027levelitopicoutline_online.pdf
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[CFA Level I] 8, Performance Presentation Without Cherry-Picking

[CFA Level I] 7, Suitability and the Client Investment Mandate

[CFA Level I] 6, Fair Dealing When Recommendations Change

[CFA Level I] 4, Material Nonpublic Information and the Mosaic Approach
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